WebApr 6, 2024 · Search Tools. EDGAR Full Text Search. New versatile tool lets you search for keywords and phrases in over 20 years of EDGAR filings, and filter by date, company, person, filing category or location. CIK Lookup. Find a company or person EDGAR filings by their SEC Central Index Key (CIK). Save Your Search. WebTo become registered, securities professionals are required to pass qualification exams to demonstrate competence in their particular securities activities. The information below …
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WebThere you can find out if your investment professional and his/her firm is licensed with the SEC, with a state (s), and/or with FINRA (the Financial Industry Regulatory Authority). … WebJun 30, 2024 · What Are the SEC’s Fees for Business Name Registration? Take note that some of the information you’ll provide will be used by the SEC to calculate your registration fees (e.g. capital or authorized capital stock). These include: For corporations, the articles of incorporation fee are based on if you are a: For a non-stock corporation: PHP ... kinetic sand mega beach sand kingdom playset
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WebAt the time of registration and connection – the current customer; Time of connection – Applicant ( new) Time of Reconnection of Electricity after Payment; Time of Resolving Bill Complaints; Delay of Reconnection of Electricity Service; Repetition of power outage; Penalties for Tampering with Any of SEC's Facilities WebNov 4, 2024 · Filers can view their account balance and the amount of most recent deposit, via the EDGAR Filing Website. The account balance may include any offsets used to pay for fees, as well as possible refunds and deposits. Additionally, filers can view their account activity statement for the previous 12 months, one month at a time. WebApr 8, 2024 · FINRA is responsible for the Central Registration Depository (CRD®) program, which supports the licensing and registration filing requirements of the U.S. securities industry and its regulators. The CRD program covers the registration records of broker-dealer firms, branch offices and their associated individuals, including their … kinetic sand play table